Fidelity

Senior Manager, Compliance Advisor

Fidelity(2 months ago)

HybridFull TimeSenior$85,000 - $171,000Compliance
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About this role

This role sits in Fidelity’s Asset Management Compliance team supporting the Sub-Adviser Oversight program for FMR and Strategic Advisers. The position partners with investment teams and control functions to ensure adherence to global regulations, investor requirements, and corporate policies. It contributes to program stewardship, platform modernization, and maintaining stakeholder trust in Fidelity’s asset management business.

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Required Skills

  • Compliance
  • Risk Management
  • Regulatory Knowledge
  • Due Diligence
  • Oversight
  • Reporting
  • Communication
  • Organization
  • Analysis
  • Process Improvement

+1 more

Qualifications

  • Bachelor's Degree
Fidelity

About Fidelity

fidelity.com

Fidelity Investments is a leading financial services company that specializes in helping individuals and businesses achieve their financial goals through a wide range of products and services. These offerings include brokerage, retirement planning, investment management, and wealth management, as well as tools for saving and spending efficiently. With a focus on customer support and financial guidance, Fidelity aims to empower its clients to make informed financial decisions to secure their futures. The company is known for its robust online trading platforms and comprehensive financial planning resources.

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