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© All Rights Reserved. ApplyBlast.com
Ameriprise Financial
The Senior Region Registered Principal supervises the sales activities and suitability of advisors' entire book of business in compliance with Written Supervisory Procedures. This role requires a comprehensive understanding of advisors' practices and operations within the assigned Office of Supervisory Jurisdiction to effectively oversee regulatory and supervisory responsibilities. The position involves providing front-line supervision, identifying potential policy violations, and partnering with corporate business partners to resolve compliance issues.
Company Size
1-10 employees
Ameriprise Financial is a leading financial services company with more than 10,000 advisors dedicated to helping individuals and families achieve their financial goals. The company offers personalized financial planning, wealth management, retirement planning, and investment advisory services. With over 125 years of experience, Ameriprise provides clients with one-to-one financial advice, diversified portfolio recommendations, and ongoing goal-tracking support.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Ameriprise Financial.
Right around the average for this role