Old National Bank
The Senior Wealth Compliance Officer at Old National Bank administers the firm's compliance program for investment advisory activities, ensuring adherence to federal and state regulations, internal policies, and fiduciary standards. The role involves providing guidance to senior management and employees, coordinating regulatory filings, developing training activities, and preparing for regulatory examinations. This position requires strong technical knowledge of the Investment Advisers Act of 1940 and experience in compliance, risk, or audit within a Registered Investment Adviser (RIA) environment.
We’re your community bank for savings accounts, checking, mortgages, HELOCs, personal & auto loans and wealth management. Enjoy our top-tier financial services.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Old National Bank.
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