About this role
Finalis is a platform that provides compliance and regulatory solutions for the securities brokerage industry, supporting dealmaking in private markets and connecting brokers through its digital marketplace. It aims to facilitate lawful and compliant securities transactions while streamlining legal and compliance processes.
Required Skills
- Compliance
- KYC
- AML
- LegalResearch
- FinancialRegulations
- Finra
- SEC
- CustomerSupport
- LegalWriting
- DigitalTransformation
About Finalis
finalis.comFinalis is a transformative platform designed for private capital markets, providing automation and intelligence to enhance deal-making efficiency. The company serves over 390 firms, facilitating compliance, a curated deal network, and automated workflows through a single ecosystem. Finalis focuses on making compliance a competitive advantage while accelerating the deal lifecycle and improving data-driven decision-making, empowering investment bankers, issuers, and investors alike.
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