Supervision Analyst
Wealth Enhancement Group(16 days ago)
About this role
Wealth Enhancement is seeking a remote Supervision Analyst to lead the daily review process for new business, ensuring compliance with firm, broker/dealer, and regulatory guidelines. The role involves monitoring transactional activities, enforcing internal controls, and collaborating with team members and advisors. It offers a salary range of $80,000 to $90,000 plus bonuses, and includes comprehensive benefits.
Required Skills
- Compliance
- Review
- Salesforce
- Regulatory
- Finance
- Communication
- Internal Controls
- Financial Analysis
- Client Relations
- Team Collaboration
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