Central Supervision Analyst
TD Bank Group
About this role
The Central Supervision Analyst is a FINRA and SEC supervisory principal position within TD Wealth’s Central Office of Supervisory Jurisdiction supporting regulatory oversight for TD Private Client Wealth and TD Wealth Management Services. The role is part of the US Wealth organization and interfaces with supervision, operations, compliance, and risk teams to support firm-wide regulatory compliance and monitoring functions.
Skills
Qualifications
About TD Bank Group
td.comExplore TD's online banking services, credit cards, checking accounts, savings accounts, loans and more financial products for you and your business.
Recent company news
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About TD Bank Group
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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View leadership team, funding history,
and employee contacts for TD Bank Group.
Salary
$72k – $108k
per year