Nomura
This role supports the Swap Dealer Compliance team in providing administrative assistance, management information reporting, and regulatory filing preparation. The position offers comprehensive exposure to regulatory examinations, monitoring, testing, and horizon scanning activities to foster expertise in Swap Dealer Compliance fundamentals.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Nomura.
46% below the average for this role
Compliance Officer for the Swap Dealer & Security-Based Swap Dealer
FalconX
Swap Dealer Compliance, Vice President
State Street
Principal Swap Dealer Compliance Advisor
Capital One
Global Swap Dealer Compliance Program Operational Partner
Northern Trust
Chief Compliance Officer
Crabel Capital Management, LLC
Chief Compliance Officer, U.S. Swap Dealer
FalconX