Trade Operations Senior Support Specialist
TD Bank Group(1 month ago)
About this role
A Trade Operations Senior Support Specialist within TD Wealth is a senior-level role focused on oversight and governance of the trading desk. The role acts as a central escalation and liaison point across compliance, risk, and technology to ensure trading activities align with regulatory and firm standards.
Required Skills
- Trade Processing
- Regulatory Reporting
- Risk Management
- Governance
- Pershing Platform
- Trade Exceptions
- Compliance
- Leadership
- Training
- Escalation
Qualifications
- Undergraduate Degree (Preferred)
- Series 7
- Series 24
About TD Bank Group
td.comExplore TD's online banking services, credit cards, checking accounts, savings accounts, loans and more financial products for you and your business.
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