Trade Surveillance Associate - Fixed Income (Compliance) - TD Securities (US)
TD Bank Group
About this role
A Senior Compliance Officer (Associate) on the Fixed Income Trade Surveillance team at TD Securities based in New York. The role serves as a subject-matter expert in fixed income products—particularly credit derivatives (CDS, CDX) and high-yield loans—and supports the firm's compliance function related to trade surveillance. The position interfaces with business partners, auditors, and regulators within the Compliance line of business.
Skills
Qualifications
About TD Bank Group
td.comExplore TD's online banking services, credit cards, checking accounts, savings accounts, loans and more financial products for you and your business.
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About TD Bank Group
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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View leadership team, funding history,
and employee contacts for TD Bank Group.
Salary
$100k – $135k
per year