Trade Surveillance Associate - Fixed Income (Compliance) - TD Securities (US)
TD Bank Group(1 month ago)
About this role
A Senior Compliance Officer (Associate) on the Fixed Income Trade Surveillance team at TD Securities based in New York. The role serves as a subject-matter expert in fixed income products—particularly credit derivatives (CDS, CDX) and high-yield loans—and supports the firm's compliance function related to trade surveillance. The position interfaces with business partners, auditors, and regulators within the Compliance line of business.
Required Skills
- Trade Surveillance
- Fixed Income
- Credit Derivatives
- High-Yield Loans
- Trade Lifecycle
- Regulatory Reporting
- Risk Management
- Stakeholder Engagement
- Surveillance Tools
- Data Analysis
Qualifications
- Bachelors Degree
About TD Bank Group
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