Trade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US)
TD Bank Group(1 month ago)
About this role
Senior Compliance Officer (Associate-level) on the Surveillance Data Quality Team at TD Securities based in New York. The role supports trade and communications surveillance across multiple geographies by contributing to a firm-wide surveillance data quality and governance framework in partnership with the Chief Data Officer, Compliance Technology, and Front Office Technology. It focuses on ensuring surveillance data integrity to meet regulatory requirements and support the markets business.
Required Skills
- Data Governance
- Data Quality
- Trade Surveillance
- Communications Surveillance
- SQL
- Python
- Data Analytics
- Surveillance Tools
- Root Cause
- Stakeholder Management
+4 more
Qualifications
- Bachelors Degree
- Bachelors in Finance
- Bachelors in Data Science
- Bachelors in Computer Science
- Progressive Work Experience
About TD Bank Group
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