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Trading Operations Analyst at DriveWealth - ApplyBlast

Trading Operations Analyst

DriveWealth

11 days ago

2.4 on Glassdoor

Chicago, Illinois, United States

Hybrid

Full Time

Medior

0 applicants

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About this role

This role supports 24/5 global trading operations by handling real-time risk monitoring, operational troubleshooting, and ensuring compliance with SEC and FINRA regulations. The position involves executing supervisory procedures, monitoring trading systems, and providing client-facing support for FIX connectivity and technical onboarding. It requires collaboration with internal teams and external stakeholders to resolve trade discrepancies and manage operational risk events.

Responsibilities

Execute supervisory procedures to ensure compliance with SEC and FINRA regulations
Monitor equity trading systems and algorithmic controls for disorderly trading
Coordinate technical onboarding for institutional clients including FIX configuration

Skills

Qualifications

FINRA Series 7FINRA Series 57FINRA Series 63

About DriveWealth

drivewealth.com

Headquarters

New York, New York, United States

Company Size

201-500 employees

Founded

2012

View Profile

DriveWealth is a fintech brokerage-as-a-service that builds the infrastructure to enable embedded investing for fintechs, brokers, advisors, and enterprise partners. Its award-winning APIs power account onboarding, fractional-share trading, custody/clearing and back‑office services, and are used by 100+ fintechs and broker partners worldwide. DriveWealth focuses on making investing accessible and integrable into apps and platforms with global distribution, compliance support, and scalable developer tools.