Ty2h2p6r3nju3nik4z2u57frzu
Reporting to the Head of Compliance, this role provides technical financial advice compliance expertise across an adviser and authorised body network. The position involves assessing compliance concerns, investigating conduct issues, managing complaints, and ensuring appropriate remediation to support good customer outcomes and sustainable growth. It requires translating regulatory requirements into practical guidance while improving compliance frameworks within a New Zealand FAP environment.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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