Vice President, Trading Surveillance Compliance

moomoo

1 month ago

4.5 on Glassdoor

Jersey City, United States

Onsite

Full Time

Senior

0 applicants

Apply to 100+ jobs

About this role

The Vice President, Trading Surveillance at Futu US Inc. is responsible for monitoring and investigating market abuse and regulatory violations across multiple asset classes, including equities, options, and digital assets. The role involves ensuring compliance with regulatory requirements, conducting investigations, and working closely with internal stakeholders.

Skills

Qualifications

Series 7Series 24

About moomoo

moomoo.com

Moomoo is a financial services platform that offers commission-free trading for stocks, ETFs, and options in the U.S. markets. Designed for both novice and seasoned investors, it provides advanced trading tools and real-time market data, improving user accessibility to investment opportunities. Moomoo leverages cutting-edge technology to deliver an intuitive interface and ensures a seamless trading experience for its users. The platform is tailored to empower individuals with the resources they need to make informed investment decisions.

Recent company news

Stock Titan

First SEC-registered blockchain stock opens to retail investors on moomoo

6 days ago

PR Newswire

Moomoo's Parent Company Futu Releases Q3 2025 Results: Net Income Up 137% YoY to US$425.7 Million

Nov 18, 2025

Yahoo Finance

Moomoo Earns 2025 Great Place To Work Certification™ in the U.S.

Oct 15, 2025

Facebook

Sky News Australia. . Moomoo's CEO Michael McCarthy has demanded answers after Corporate Travel Management revealed it has to repay $162m it overcharged clients while its UK boss has stood down.

Nov 27, 2025