Morgan Stanley
The Vice President will provide advisory compliance support for the Securitized Products Sales & Trading, Origination and Lending, and Rates Sales & Trading businesses. This role involves interpreting and applying regulatory rules from FINRA, CFTC, Federal Reserve, OCC, and SEC, while ensuring adherence to internal policies and procedures. The position requires monitoring regulatory developments, assisting with audits, and collaborating with business and control functions to maintain compliance.
Headquarters
New York, New York, United States
Company Size
10001+ employees
Founded
1935
Morgan Stanley is a global leader in financial services, providing wealth management, investment banking, sales and trading, research, and investment management services to individuals, institutions, and governments. Founded in 1935, the firm helps clients raise, manage, and distribute capital to achieve their financial goals. Morgan Stanley operates across public and private markets with a workforce of more than 80,000 employees worldwide.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Morgan Stanley.
28% above the average for this role
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