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© All Rights Reserved. ApplyBlast.com
LPL Financial
LPL Financial is seeking an experienced attorney to lead the management of regulatory examinations and inquiries across FINRA, SEC, state and other regulators. The role involves evaluating legal and reputational risks, representing the firm with regulators, advising on emerging regulatory developments, and providing mentorship to legal staff while collaborating with compliance and business leaders.
Headquarters
San Diego, California, United States
Company Size
5001-10000 employees
Founded
1989
A leading wealth management firm for independent advisors across the U.S., LPL’s technology and resources can help you and your clients succeed. Learn more.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for LPL Financial.
Find an LPL Financial Advisor
Dec 10, 2025
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