VP, Associate General Counsel - Brokerage Advice
LPL Financial
About this role
LPL Financial is seeking an experienced attorney to fill the Vice President, Assistant General Counsel, Brokerage position within its corporate legal advice team. This role focuses on providing strategic legal advice primarily to the broker-dealer business, while also supporting the investment advisory business, requiring strong candidates who can thrive in a fast-paced environment.
Skills
About LPL Financial
lpl.comA leading wealth management firm for independent advisors across the U.S., LPL’s technology and resources can help you and your clients succeed. Learn more.
Recent company news
Why LPL Financial (LPLA) Stock Is Trading Lower Today
1 hour ago
LPL and Private Advisor Group Welcomes Robert Woodend to Memphis Planning and Wealth
1 week ago
Two Wyoming advisors take $600M practice independent with LPL
8 hours ago
Find an LPL Financial Advisor
Dec 10, 2025
Natixis Advisors LLC Trims Position in LPL Financial Holdings Inc. $LPLA
11 hours ago
About LPL Financial
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for LPL Financial.
Salary
$164k – $273k
per year