VP, Associate General Counsel - Brokerage Advice
LPL Financial(2 months ago)
About this role
LPL Financial is seeking an experienced attorney to fill the Vice President, Assistant General Counsel, Brokerage position within its corporate legal advice team. This role focuses on providing strategic legal advice primarily to the broker-dealer business, while also supporting the investment advisory business, requiring strong candidates who can thrive in a fast-paced environment.
Required Skills
- Legal Analysis
- Regulatory Compliance
- Mergers and Acquisitions
- Legal Research
- Client Agreements
About LPL Financial
lpl.comA leading wealth management firm for independent advisors across the U.S., LPL’s technology and resources can help you and your clients succeed. Learn more.
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