VP, Compliance - Trade Surveillance, Communications
TD Bank Group(20 days ago)
About this role
The Vice President in the TD Securities US Compliance team leads a team focused on Communications within the Trade Surveillance area. The role involves overseeing regulatory compliance efforts, analyzing communication patterns for potential violations, and collaborating with various internal and external stakeholders to manage regulatory risks.
Required Skills
- Compliance
- Trade Surveillance
- Regulatory Affairs
- Risk Management
- Communication Analytics
- Data Analysis
- Financial Regulations
- Surveillance Tools
- Market Regulations
- Team Leadership
About TD Bank Group
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