Wealth Compliance Advisor
Richardson Wealth Ltd
About this role
The role is part of a centralized supervision team responsible for ensuring compliance and risk management within the region for Richardson Wealth. It involves supporting adherence to industry regulations, providing guidance on policies, and fostering strong relationships with internal teams to promote compliance and client satisfaction.
Skills
About Richardson Wealth Ltd
richardsonwealth.comRichardson Wealth is a leading independent wealth manager in Canada that combines the personal touch of a boutique firm with the capabilities and reach of a larger organization. Through a national network of advisors it delivers tailored investment management, financial and estate planning, and other wealth services for individuals, families and institutions. Clients rely on Richardson for independent advice, personalized service, proprietary research and digital tools designed to preserve and grow wealth across generations.
About Richardson Wealth Ltd
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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View leadership team, funding history,
and employee contacts for Richardson Wealth Ltd.
Salary
$84k – $116k
per year