Wealth Oversight and Controls Senior Specialist
Northwestern Mutual
About this role
The Oversight and Controls Senior Specialist at Northwestern Mutual is a Wealth organization role focused on operational controls and oversight for fiduciary (advisory) programs and broker‑dealer offerings. The position contributes to Wealth policy and procedure frameworks, audit finding management, and record retention to support regulatory and enterprise standards. It works cross-functionally in a hybrid environment to uphold compliance and risk governance.
Skills
Qualifications
About Northwestern Mutual
northwesternmutual.comNorthwestern Mutual is a financial partner that offers personalized plans, top-rated services and life insurance. Find a financial advisor and get started on your plan today.
Recent company news
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3 days ago
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Aug 12, 2025
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About Northwestern Mutual
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for Northwestern Mutual.
Salary
$60k – $112k
per year