Prudential Financial
The Compliance Analyst at PGIM Credit, a division of Prudential Financial, takes ownership of trade-surveillance investigations and provides proactive compliance guidance for Fixed Income Trading and Securities Lending teams. This role involves collaborating with Portfolio Management and Operations to assess trading activity, interpret surveillance results, and prepare analysis for senior leadership. The position supports the strengthening of surveillance practices and ensures adherence to regulatory expectations within a hybrid work environment.
Headquarters
Newark, New Jersey, United States
Company Size
10001+ employees
Founded
1875
Helping individuals and institutions improve their financial wellness through life & health insurance, retirement services, annuities and investment products.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Prudential Financial.
28% above the average for this role
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