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© All Rights Reserved. ApplyBlast.com
ARQ
The Chief Compliance Officer will lead ARQ's US investment compliance functions, serving as CCO for the SEC-registered investment adviser and proposed CCO for the introducing broker-dealer. This hands-on role involves overseeing the RIA compliance program, leading the FINRA New Member Application, and building the supervisory framework for launch. The position requires prior CCO experience across both SEC-registered RIAs and FINRA broker-dealers with a strong understanding of digital investment platforms.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for ARQ.