ApplyBlast uses AI to match you with the right jobs, tailor your resume and cover letter, and apply automatically so you can land your dream job faster.

Features

Auto Apply Resume Optimizer Cover Letter Optimizer Interview Prep

Company

Social Media

Need Help?

team@applyblast.com

Founding Compliance Leader (Director - CCO) at Crux - ApplyBlast

Founding Compliance Leader (Director - CCO)

Crux

1 year ago

3.1 on Glassdoor

United States

Onsite

Full Time

Director

2 applicants

View Job Listing

Apply to 100+ jobs

About this role

The Founding Compliance Leader (Director - CCO) at Crux will build and oversee the compliance program across the company's broker-dealer and registered investment adviser operations, ensuring adherence to FINRA, SEC, and state securities laws. Responsibilities include developing compliance policies, managing regulatory examinations, overseeing training and supervision of staff, and collaborating with various teams to maintain a robust compliance framework. Candidates should have over 10 years in securities compliance, with preference for those holding active FINRA licenses and experience in clean energy finance or hybrid financial services.

Skills

Qualifications

10+ years of experience in securities complianceActive FINRA principal licenses (Series 7, 24, and 63/65 or 66)

About Crux

www.cruxclimate.com

Company Size

11-50 employees

Founded

2023

View Profile

Crux is a capital platform for the clean economy that modernizes capital raising and deployment for clean energy and critical infrastructure. The company offers a full suite of solutions including transferable tax credit transactions, debt capital markets, tax equity and preferred equity, and market intelligence powered by $55 billion in transaction data. Crux serves developers, sponsors, manufacturers, lenders, tax credit buyers, and legal and advisory teams with expert guidance, AI-powered technology, and rigorous diligence.