Sales Supervision Manager
Jackson(28 days ago)
About this role
The Sales Supervision Manager serves as the Delegate Office of Supervisory Jurisdiction (OSJ) Branch Supervisor for Jackson, acting as the firm's compliance liaison for annuity sales and RIA distribution channels. The role partners with senior compliance leadership and registered representatives to maintain alignment with FINRA, SEC, and state insurance regulatory requirements across the branch.
Required Skills
- Branch Supervision
- Annuity Transactions
- New Account Review
- Compliance Review
- Trade Surveillance
- Due Diligence
- Policy Writing
- Audit Support
- Regulatory Knowledge
- Risk Management
+2 more
Qualifications
- BS in Business/Finance/Economics/Accounting
- FINRA SIE
- FINRA Series 6 or Series 7
- FINRA Series 24 or Series 26
- FINRA Series 63
- State Insurance License
About Jackson
jackson.comWe are committed to helping clarify the complexity of retirement planning—for everyone. Learn more about Jackson, and how we can help reduce the confusion that complicates your plans.
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