Centralized Supervision Consultant
Northwestern Mutual(25 days ago)
About this role
A Senior Centralized Supervision professional overseeing supervision functions within Northwestern Mutual’s compliance organization. The role acts as a technical resource and partner to field supervisors, supports cross-divisional projects, and contributes to quality assurance and supervisory processes.
Required Skills
- Supervision
- Transaction Monitoring
- Quality Assurance
- Coaching
- Communication
- Compliance Monitoring
- Risk Assessment
- Policy Development
- Project Management
- Email Review
Qualifications
- Bachelor's Degree Preferred
- Series 7 (FINRA)
- Series 24 (FINRA)
- Series 9 or 10 (FINRA) - Preferred
- SIE (FINRA)
- Registered Representative (NMIS)
- Fingerprinting
About Northwestern Mutual
northwesternmutual.comNorthwestern Mutual is a financial partner that offers personalized plans, top-rated services and life insurance. Find a financial advisor and get started on your plan today.
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