Director, Supervision Governance
Vanguard
About this role
Director-level role overseeing the firm’s broker-dealer supervision governance at Vanguard, focused on maintaining the supervisory framework and ensuring alignment with regulatory obligations. The position leads a team supporting procedural integrity, governance routines, and modernization of supervisory practices. It partners with Compliance, Legal, and business leaders to support enterprise-wide supervisory oversight and risk management.
Skills
Qualifications
About Vanguard
vanguardjobs.comVanguard is an investment management company offering mutual funds, ETFs, brokerage, retirement, and advisory services.
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About Vanguard
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for Vanguard.
Salary
$155k – $206k
per year
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