Compliance Analyst
Facet(1 month ago)
About this role
A Compliance Analyst in the Financial Services industry is responsible for ensuring that the company's operations adhere to relevant laws and regulations. They assist in developing, implementing, and monitoring compliance programs, and work closely with legal and risk management teams to maintain regulatory standards.
Required Skills
- Regulatory Compliance
- Risk Management
- Auditing
- Legal Documentation
- Financial Analysis
Qualifications
- Bachelor's Degree
About Facet
facet.comFacet is a financial planning company that provides certified financial planner–backed advice at an affordable fixed fee. It offers comprehensive services including financial planning, retirement planning, and investing, delivered through an online platform with a dedicated CFP. With the tagline “Financial planning for every facet of your life,” Facet emphasizes transparent pricing and accessible, tailored guidance for individuals and families. The approach combines professional expertise with scalable tools to turn complex financial goals into actionable plans.
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