fbfs

Compliance Field Advisor

fbfs

24 days ago
Hybrid
Full Time
Medior
0 applicants
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fbfs
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About this role

A Compliance Field Advisor conducts compliance examinations for market conduct, broker/dealer, investment advisor, and insurance companies to ensure adherence to regulations and standards. The role involves report preparation, training, auditing, and travel within a designated territory, using regulatory knowledge and strong organizational skills.

Skills

Qualifications

College degree3 years of compliance experienceFINRA Series 6 or 7Series 26 or 24 preferredSeries 66 preferred
fbfs

About fbfs

fbfs.com

Farm Bureau Financial Services is a U.S. insurance and financial services company affiliated with local Farm Bureau organizations that delivers insurance, retirement, and investment solutions through a network of local agents. It offers personal and commercial insurance products (auto, home, farm/ranch, life) plus wealth-management services such as annuities, IRAs, and financial planning. The firm emphasizes personalized, agent-driven relationships and community-focused service, positioning itself around putting people first and plans second. Headquartered in the Midwest, it serves customers across multiple states through locally based Farm Bureau agents.

About fbfs

Headquarters

San Francisco, CA

Company Size

201-500 employees

Founded

2018

Industry

Technology

Glassdoor Rating

4.2 / 5

Leadership Team

Sarah Johnson

Chief Executive Officer

Michael Chen

Chief Technology Officer

Emily Williams

VP of Engineering

David Rodriguez

VP of Product

Jessica Thompson

Chief Financial Officer

Andrew Park

VP of Sales

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