Compliance Officer, Compliance
CLSA(7 months ago)
About this role
A Compliance role within the Singapore Compliance team responsible for supporting multiple licensed entities and business lines including equities, derivatives, fixed income, ECM/DCM and asset management. The incumbent will report to the Head of Compliance, Singapore, with head office support, and will develop broad, non-specialized compliance knowledge across monitoring, central compliance functions and advisory tasks. The role involves interaction with local regulators (MAS, SGX) and participation in compliance programs, trainings and record-keeping.
Required Skills
- Trade Surveillance
- Compliance Monitoring
- Staff Monitoring
- Regulatory Liaison
- Data Analysis
- Policy Drafting
- Audit Support
- Training Delivery
- Risk Assessment
- Report Writing
+2 more
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