Compliance Officer
Capstone Investment Advisors(20 days ago)
About this role
Capstone Investment Advisors is a global asset manager specializing in derivatives and complementary strategies with approximately $11.8 billion AUM. This Senior Compliance Officer role sits on the firm’s Legal and Compliance team and is based at Capstone’s New York City headquarters. The firm emphasizes collaborative performance and offers exposure to senior leadership and cross-functional teams.
Required Skills
- Trade Compliance
- Trade Surveillance
- Regulatory Knowledge
- Policy Enforcement
- Compliance Monitoring
- Risk Assessment
- SQL
- Python
- Microsoft Excel
- Communication
+1 more
Qualifications
- Bachelor's Degree
- JD Preferred
About Capstone Investment Advisors
capstoneco.comCapstone is a strategic investment and advisory firm that partners with growth-stage and middle-market companies to accelerate value through capital raising, mergers & acquisitions, and hands-on operational support. It offers corporate finance and transaction advisory services alongside portfolio development and strategic consulting, drawing on experienced operators and capital markets professionals. Clients choose Capstone for tailored deal execution, pragmatic operational guidance, and access to a broad network of investors and strategic partners.
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