Compliance Ops Associate - FINRA Series 24
Hennion & Walsh, Inc.
About this role
The Compliance Ops Associate supports Hennion & Walsh’s compliance function within a broker-dealer environment, working as part of the compliance team to uphold regulatory standards and firm policies. The role sits at a growing, client-focused firm that emphasizes personal advisor relationships and conservative investment strategies. The position requires strong organizational and analytical abilities and contributes to maintaining regulatory readiness and operational integrity.
Skills
Qualifications
About Hennion & Walsh, Inc.
hennionandwalshcareers.comHennion & Walsh is a real estate services firm that specializes in multifamily investment sales, asset advisory, and capital markets solutions for owners, investors, and developers. The company combines market research, deal execution, and asset-management expertise to help clients buy, sell, and optimize apartment and residential investment properties. Hennion & Walsh emphasizes a collaborative culture built on integrity and shared values, and recruits professionals who deliver client-focused, data-driven results.
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About Hennion & Walsh, Inc.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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Salary
$50k – $75k
per year