Manager, Compliance

Betterment

1 month ago

3.7 on Glassdoor

New York City, NY

Hybrid

Full Time

Manager

4 applicants

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About this role

A Compliance Manager role at Betterment responsible for overseeing the compliance function related to marketing for a registered investment adviser and broker-dealer. The position is based in New York City with a hybrid work schedule and involves leading a small team while supporting cross-functional collaboration across the business. The role contributes to maintaining regulatory adherence and supporting Betterment’s mission to empower investors.

Skills

Qualifications

Series 24

About Betterment

betterment.com

Betterment is a digital financial-advice and automated investing platform that helps individuals save, invest, and plan for retirement with goal-based "buckets" and tailored portfolios built from low-cost ETFs. Operating as a fiduciary robo-advisor, it offers guided investing, automated rebalancing, tax-smart strategies, and cash management products (Checking via nbkc bank and a high-yield Cash Reserve). Customers can pay for access to licensed human advisors (Premium plan) while account protections include SIPC coverage for securities and FDIC insurance for cash programs. The service emphasizes ease of use, adjustable risk profiles, and expert-led portfolio management.