Examination Director – Firm Grouping: Retail, Sub-Group: FinTech

FINRA(1 month ago)

HybridFull TimeDirector$131,100 - $305,000Member Supervision

About this role

This role leads the FinTech Sub-Grouping within FINRA’s Retail Firm Grouping, overseeing examinations of member firms that leverage emerging technologies to provide investment solutions. The position serves as a primary point of contact for internal stakeholders and supports strategic alignment of examination programs with FINRA’s mission of investor protection and market integrity. The role requires deep securities and regulatory domain knowledge and significant leadership experience.

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Required Skills

Resource Allocation
Risk Assessment
Time Management
Stakeholder Liaison
Talent Development
Relationship Building
Decision Making
Exam Management
Regulatory Knowledge

Qualifications

Bachelor's Degree
MBA
JD
Relevant Industry Certification

About FINRA

finra.org

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