Head of Distribution & Marketing Compliance
American Century Investments(1 month ago)
About this role
The Head of Distribution & Marketing Compliance leads regulatory compliance oversight for the United States and Asia Pacific, focusing on sales, marketing, and the Code of Ethics. Reporting to the Chief Compliance Officer, this role manages teams responsible for Broker-Dealer, Transfer Agency, Retail RIA, Asia Pacific, and corporate compliance programs. The position is hybrid and based in Kansas City.
Required Skills
- Regulatory Compliance
- Policy Development
- Team Leadership
- AML
- Compliance Monitoring
- Investigations
- Risk Assessment
- Stakeholder Management
- Technology Integration
- Communication
Qualifications
- Bachelor's Degree
- S7
- S24
- S65
About American Century Investments
americancentury.comLearn how you can plan, invest and manage your investments for all of your financial goals with American Century Investments.
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