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Manager, Principal Review at Voya Financial - ApplyBlast

Manager, Principal Review

Voya Financial

2 days ago

3.8 on Glassdoor

Boston, Massachusetts, United States

Hybrid

Full Time

Manager

0 applicants

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About this role

The Manager, Principal Review leads a team of Series 24 principals responsible for reviewing brokerage, advisory, insurance, and other financial transactions across employee and independent advisor channels. This role involves implementing a risk-based review model, maintaining supervisory standards, and serving as the primary escalation point for complex reviews. The position also supports field supervision activities and collaborates with peer managers to enhance operational efficiency and regulatory compliance.

Responsibilities

Lead and develop the principal review team across multiple product lines
Implement risk-based review models and automate routine supervisory workflows
Maintain Written Supervisory Procedures and support regulatory examinations

Skills

Qualifications

FINRA Series 7FINRA Series 24FINRA Series 66FINRA Series 65FINRA Series 63

About Voya Financial

voya.com

Headquarters

New York, New York, United States

Company Size

5001-10000 employees

Founded

2014

View Profile

We help individuals and employers clear a path to financial confidence with 401(k)s, 403(b)s, 457s, HSAs, FSAs, life, disability & voluntary insurance.