Principal Review Unit Analyst - Greenville, SC
TD Bank Group
About this role
The Principal Review Analyst is a FINRA and SEC regulatory supervisory principal within TD's Central Office of Supervisory Jurisdiction for TD Private Client Wealth and related TD Wealth Management Services. The role sits within TD Wealth's governance framework and touches on oversight of brokerage and advisory activities under applicable rules. Based in Greenville, SC, the position collaborates with operations, compliance and risk teams to support the firm's regulatory framework.
Skills
Qualifications
About TD Bank Group
td.comExplore TD's online banking services, credit cards, checking accounts, savings accounts, loans and more financial products for you and your business.
Recent company news
Yahoo FinanceTD Bank Group Reports First Quarter 2026 Results
3 weeks ago
BuzzFeedTyrrell Schmidt TD Bank Group TD Bank Charts a More Human Path Through Banking’s Sea of Sameness
3 weeks ago
Financial PostEx-TD Bank trader Nadarajah banned while awaiting spoofing trial
3 weeks ago
PR NewswireTD BANK GROUP DECLARES DIVIDENDS
May 22, 2025
TearsheetTD Bank is building a purpose-driven workforce and workspace for its AI future
May 22, 2025
About TD Bank Group
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for TD Bank Group.
Salary
$72k – $118k
per year
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