Manager / Senior Manager, Advisory Compliance (Equities)
TD Bank Group(12 days ago)
About this role
This role is within TD's Compliance Department, focusing on advising and monitoring compliance risks related to equities and other financial products. The position involves providing expert guidance on regulatory requirements, building stakeholder relationships, and delivering training to support organizational compliance. It is a senior-level role requiring deep industry knowledge and experience.
Required Skills
- Regulatory Compliance
- Equities
- Market Rules
- Risk Management
- Trade Surveillance
- Financial Products
- Stakeholder Management
- Training
- Policy Development
- APAC Regulations
About TD Bank Group
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