Regulatory Review Unit, Senior Associate

New York Life’s Regulatory Review Unit is seeking an experienced Senior Associate to manage regulatory reporting, disclosure obligations, and regulatory inquiries from FINRA, the SEC, and state regulators. The role involves evaluating complex regulatory matters, ensuring accurate and timely submissions of required filings, and coordinating responses to regulatory examinations. The position requires strong judgment, attention to detail, and effective collaboration with Compliance, legal teams, and business partners.