Senior Advisor, Supervision- Advertising Review
Raymond James & Associates, Inc., Research Division(13 days ago)
About this role
Raymond James is hiring a Senior Advisor, Supervision, responsible for reviewing advertising and marketing materials for compliance with regulatory standards and supporting supervision functions within the financial services industry. The role involves collaborating with teams, researching compliance issues, and developing training programs.
Required Skills
- Regulatory Compliance
- Supervision
- FINRA
- SEC
- Financial Industry
Qualifications
- Series 7
- Series 24
- Series 65/66
- Bachelor’s Degree
About Raymond James & Associates, Inc., Research Division
rjcapitalmarkets.comN/A
View more jobs at Raymond James & Associates, Inc., Research Division →Apply instantly with AI
Let ApplyBlast auto-apply to jobs like this for you. Save hours on applications and land your dream job faster.
More jobs at Raymond James & Associates, Inc., Research Division
Senior Advisor, Internal Audit
Raymond James & Associates, Inc., Research Division(1 day ago)
Advisor, Internal Audit
Raymond James & Associates, Inc., Research Division(1 day ago)
Client Service Associate
Raymond James & Associates, Inc., Research Division(1 day ago)
Sr. Manager of Corporate Performance Management
Raymond James & Associates, Inc., Research Division(1 day ago)
Similar Jobs
Advertising Compliance Review Analyst
AMERICAN GENERAL LIFE INS CO(7 days ago)
Associate, Global Product Solutions ETF Regulatory Marketing Review
BlackRock(15 days ago)
Advertising Review - Senior Compliance Analyst - Hybrid
Transamerica(22 days ago)
Vice President Compliance, Marketing Material Review
Ares Management(11 days ago)
Compliance Specialist
Allworth Financial(3 days ago)
USA Sr. Associate, Investment Supervision
Santander(15 days ago)