USA Sr. Associate, Investment Supervision

Santander(15 days ago)

Miami, FLOnsiteFull TimeSenior$86,250 - $165,000Investment Supervision

About this role

The Sr. Associate, Investment Supervision at Santander is responsible for overseeing compliance with financial regulations, reviewing trade activities, and ensuring that investment and trading practices follow industry standards. The role involves collaborating with various teams to monitor and improve supervision processes within a financial services context.

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Required Skills

FINRA
Excel
Trading
Compliance
Regulation
Investment
Analysis
Risk
Legal
Supervision

Qualifications

FINRA Series 7
FINRA Series 24

About Santander

santander.com

Santander is a global banking group headquartered in Spain that provides retail, corporate and investment banking, payments, asset management and insurance across Europe, Latin America and other markets. Its stated purpose is to help people and businesses prosper, guided by the values Simple, Personal and Fair, and it serves customers through a mix of branch networks and digital channels. Companies and consumers choose Santander for its broad product set, international footprint and focus on digital innovation and sustainable finance.

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