Senior Compliance Associate

Barings Australia Holding Company Pty Ltd(2 months ago)

Hong KongOnsiteFull TimeSenior$111,124 - $150,160 (estimated)Compliance

About this role

Barings is hiring a Senior Compliance Associate to join its Hong Kong office within the Compliance business unit. The role supports the firm’s compliance program execution and helps manage regulatory risk across multiple business functions while working closely with investment, sales, and operations stakeholders. The position also contributes to compliance strategic planning and cross-functional projects in a global investment management environment.

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Required Skills

Compliance Program
Regulatory Risk
Marketing Review
AML
KYC
Trade Surveillance
Conflict Monitoring
Policy Writing
Regulatory Reporting
Regulator Liaison

+4 more

About Barings Australia Holding Company Pty Ltd

barings.com

Barings is a global asset management firm focused on delivering excess returns across public and private markets, with expertise in fixed income, real assets, and capital solutions. The firm aims to provide innovative investment strategies for institutional and retail clients around the world. With a commitment to rigorous research and a deep understanding of markets, Barings is dedicated to helping clients reach their financial goals through tailored investment solutions.

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