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Senior Compliance Testing Analyst at TD Bank - ApplyBlast

Senior Compliance Testing Analyst

TD Bank

18 days ago

Charlotte, North Carolina, United States

Onsite

Full Time

Senior

0 applicants

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About this role

The Senior Compliance Testing Analyst executes independent testing of compliance controls and systems for assigned business units to assess regulatory compliance. This role involves performing complex analysis, identifying areas for improvement, and validating corrective actions as part of the second line of defense. The position requires strong analytical skills and expertise in banking regulations to support the bank's compliance risk management mission.

Responsibilities

Execute independent compliance testing and validation activities
Assess effectiveness of operational procedures and controls
Analyze results to identify areas of improvement

Skills

Qualifications

FINRA Series 7FINRA Series 63FINRA Series 24

About TD Bank

td.com

Headquarters

Toronto, Ontario, Canada

Company Size

10001+ employees

Founded

2007

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TD Bank is a U.S.-based retail and commercial bank offering a wide range of personal and business financial products, including checking and savings accounts, credit cards, personal loans, mortgages, and home equity options. The bank provides online and mobile banking services as well as in-store appointments with banking specialists. TD Bank is FDIC-insured and operates as the U.S. subsidiary of Toronto-Dominion Bank (TD Bank Group).