Senior Manager - Compliance

Upstox(1 year ago)

Mumbai, IndiaOnsiteFull TimeSenior$115,098 - $155,372 (estimated)Compliance

About this role

This role is part of Upstox’s compliance function, focusing on managing regulatory and reputational risk for a fast-growing fintech brokerage and depository participant business. The position oversees adherence to regulations from SEBI, exchanges, depositories, and other authorities, and ensures timely and accurate regulatory submissions. It involves close interaction with regulators, auditors, and internal stakeholders while maintaining robust documentation and management information systems. The role contributes to strengthening the firm’s culture of compliance and supporting senior management with clear compliance insights.

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Required Skills

Regulatory Compliance
Risk Assessment
Policy Management
Process Documentation
Stakeholder Management
Regulatory Reporting
Data Analysis
Audit Management
Inspection Handling
MIS Reporting

+10 more

Qualifications

Bachelor’s Degree in Finance
Bachelor’s Degree in Business Administration

About Upstox

upstox.com

Upstox is an Indian online brokerage and investment platform that lets retail users trade stocks, derivatives (F&O), IPOs, mutual funds, SIPs, and other products on NSE and BSE. It provides web and mobile apps with advanced charting, market data, research, and tools tailored for both active traders and long‑term investors. The service emphasizes a low‑cost, user‑friendly experience and digital account opening. Upstox serves a large retail base, marketing itself to over 1.3 crore+ customers.