Supervisory Principal – Compliance

Protective(1 month ago)

Birmingham, ALOnsiteFull TimeJunior$54,246 - $72,737 (estimated)Compliance

About this role

The Supervisory Principal on the Compliance team ensures that annuity and New York life insurance transactions adhere to regulatory and company standards. The role oversees review and approval of applications, provides oversight for a limited-purpose broker-dealer, and supports key compliance projects for the Protection and Retirement business. This position interacts closely with producers, wholesalers, and internal stakeholders. It contributes directly to maintaining regulatory integrity and supporting the company’s risk management framework.

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Required Skills

Compliance Principles
Regulatory Requirements
Oral Communication
Written Communication
Multitasking
Time Management
Analytical Skills
Problem Solving
Annuity Knowledge
Supervisory Decisions

+5 more

Qualifications

Bachelor’s Degree
Life and Health Insurance License
Series 6
Series 7

About Protective

protective.com

Protective is a U.S. insurance company that helps individuals and families protect their financial future through life insurance and annuity products. It offers a range of solutions — including term and permanent life policies and annuities for retirement income and estate planning — sold directly and through financial professionals. Protective also provides online account management, claims and payment services, and resources for beneficiaries and advisors. Customers rely on the company for affordable, practical protection and retirement-focused financial solutions.