Chief Compliance Officer - Wilmington Funds
MANUFACTURERS AND TRADERS TRUST COMPANY(3 months ago)
About this role
The Chief Compliance Officer (CCO) for the Wilmington Funds is the senior officer responsible for overseeing the funds’ compliance framework under SEC Rule 38a-1 and ensuring adherence to federal securities laws. The role reports to the Board of Trustees/Directors and serves as the primary compliance liaison with senior management, regulators, counsel, and external service providers.
Required Skills
- Compliance Program
- Regulatory Liaison
- Policy Development
- Compliance Monitoring
- Risk Management
- Vendor Oversight
- Incident Investigation
- Board Reporting
- Training Delivery
- Recordkeeping
Qualifications
- Bachelors Degree in Law, Finance, Business or Related Field
- 3 Years As CCO (minimum)
- 11 Years Relevant Experience
- 15 Years Combined Education/Experience (alternate)
About MANUFACTURERS AND TRADERS TRUST COMPANY
mandtbank.comN/A
View more jobs at MANUFACTURERS AND TRADERS TRUST COMPANY →Apply instantly with AI
Let ApplyBlast auto-apply to jobs like this for you. Save hours on applications and land your dream job faster.
More jobs at MANUFACTURERS AND TRADERS TRUST COMPANY
Loss Mitigation Quality Assurance Analyst
MANUFACTURERS AND TRADERS TRUST COMPANY(6 days ago)
Equipment Finance Relationship Manager, Los Angeles & Orange County
MANUFACTURERS AND TRADERS TRUST COMPANY(6 days ago)
Equipment Finance Relationship Manger
MANUFACTURERS AND TRADERS TRUST COMPANY(6 days ago)
Universal Banker
MANUFACTURERS AND TRADERS TRUST COMPANY(6 days ago)
Similar Jobs
Compliance Director
Manulife(27 days ago)
Director, PayPal Bank Chief Compliance Officer
PayPal(1 month ago)
Chief Compliance Officer, Risk and Insurance
Hub International(1 month ago)
Chief Compliance Officer
Howard University(1 month ago)
Founding Compliance Leader (Director - CCO)
Crux(3 months ago)
Canada Chief Compliance Officer
AIG(2 months ago)