Compliance Ops Associate - FINRA Series 24

Hennion & Walsh, Inc.(4 days ago)

Parsippany, NJOnsiteFull TimeMedior$50,000 - $75,000Compliance

About this role

A Compliance Ops Associate at Hennion & Walsh works within the compliance team of a broker-dealer serving individual investors. The role focuses on developing and implementing internal compliance procedures and supporting the firm’s regulatory program. This position is for an experienced professional in a team-oriented, in-person environment.

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Required Skills

Compliance
Trade Settlement
Process Improvement
Regulatory Reporting
Supervision
Risk Management
Communication
Organization
Multi-Tasking

Qualifications

FINRA Series 7
FINRA Series 24

About Hennion & Walsh, Inc.

hennionandwalshcareers.com

Hennion & Walsh is a real estate services firm that specializes in multifamily investment sales, asset advisory, and capital markets solutions for owners, investors, and developers. The company combines market research, deal execution, and asset-management expertise to help clients buy, sell, and optimize apartment and residential investment properties. Hennion & Walsh emphasizes a collaborative culture built on integrity and shared values, and recruits professionals who deliver client-focused, data-driven results.