ApplyBlast uses AI to match you with the right jobs, tailor your resume and cover letter, and apply automatically so you can land your dream job faster.

Features

Auto Apply Resume Optimizer Cover Letter Optimizer Interview Prep

Company

Social Media

Need Help?

team@applyblast.com

Helpline Analyst at FINRA - ApplyBlast

Helpline Analyst

FINRA

1 month ago

3.8 on Glassdoor

Rockville, Maryland, United States

Hybrid

Full Time

Medior

0 applicants

View Job Listing

Apply to 100+ jobs

About this role

The Helpline Analyst provides specialized technical support to Consolidated Audit Trail (CAT) Industry Members, addressing business and technical issues through research and coordination. This role involves resolving moderately complex inquiries, documenting customer interactions, and offering functional support for the CAT system. The position requires collaboration with internal teams and external stakeholders to ensure regulatory compliance and customer satisfaction.

Responsibilities

Provide specialized technical support and functional guidance for the Consolidated Audit Trail system
Research, resolve, and document moderate complexity customer inquiries and validation errors
Mentor junior analysts and develop proficiency in SEC and FINRA regulatory rules

Skills

Qualifications

Bachelor's degree in Finance, Economics, or Business

About FINRA

finra.org

Headquarters

Washington, District Of Columbia, United States

Company Size

1001-5000 employees

Founded

2007

View Profile

FINRA, the Financial Industry Regulatory Authority, is a nonprofit self-regulatory organization that oversees U.S. broker-dealers and securities markets. It works to protect investors and maintain market integrity through regulation, enforcement, licensing, arbitration and mediation services, and market surveillance. FINRA operates in the financial services and securities regulation industry.