Market Supervision Manager
TD Bank Group(1 month ago)
About this role
The Market Supervision Manager at TD Wealth partners with Wealth Market Leaders to manage the day-to-day supervisory, compliance, and operational aspects of the market. The role is responsible for implementing supervisory controls, ensuring regulatory and compliance requirements are met, and supporting business objectives across the market.
Required Skills
- Compliance
- Supervision
- Operations
- Controls
- Risk Management
- Leadership
- Communication
- Audit
- Account Reviews
- Trade Corrections
Qualifications
- Bachelor's Degree
- Series 7
- Series 24
- Series 66
- FINRA Eligibility
About TD Bank Group
td.comExplore TD's online banking services, credit cards, checking accounts, savings accounts, loans and more financial products for you and your business.
View more jobs at TD Bank Group →Apply instantly with AI
Let ApplyBlast auto-apply to jobs like this for you. Save hours on applications and land your dream job faster.
More jobs at TD Bank Group
Similar Jobs
Bilingual Trade Supervision Manager
Sun Life(1 month ago)
Sales Supervision Manager
Jackson(29 days ago)
Trade Supervision Manager
Sun Life(25 days ago)
Senior Manager, Fixed Income Supervision (Memphis, TN)
Raymond James & Associates, Inc., Research Division(1 month ago)
Senior Manager, Fixed Income Supervision (Saint Petersburg, FL)
Raymond James & Associates, Inc., Research Division(1 month ago)
Supervision Analyst
Wealth Enhancement Group(18 days ago)