Oversight & Engagement Consultant
Northwestern Mutual(1 month ago)
About this role
A consultative role partnering between the Home Office, Field Supervision teams and Financial Representatives to assess and improve compliance and supervision processes. The position provides guidance to leadership, conducts branch inspections and audits, and helps implement risk management and supervision plans to drive business results.
Required Skills
- Compliance
- Supervision
- Risk Management
- Branch Inspections
- Regulatory Review
- Excel
- Training
- Analysis
- Investigations
- Communication
Qualifications
- Bachelor's Degree Preferred
- FINRA Series 7
- FINRA Series 24
- FINRA SIE
About Northwestern Mutual
northwesternmutual.comNorthwestern Mutual is a financial partner that offers personalized plans, top-rated services and life insurance. Find a financial advisor and get started on your plan today.
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