Senior Manager, Fixed Income Supervision (Memphis, TN)
Raymond James
About this role
A Fixed Income Supervision professional at Raymond James provides regulatory oversight for the firm's fixed income sales and trading activities. The role draws on extensive knowledge of SEC and FINRA rules and serves as a liaison between business units and control partners to support the firm's supervisory framework. It is a senior compliance-facing position focused on aligning supervisory programs with firm policy and regulatory requirements.
Skills
Qualifications
About Raymond James
rjcapitalmarkets.comN/A
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About Raymond James
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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Salary
$104k – $141k
per year