Senior Compliance Associate

Altruist

1 month ago

3.6 on Glassdoor

Dallas, TX

Hybrid

Full Time

Senior

1 applicant

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About this role

Altruist is a fintech company building an AI platform for wealth professionals to modernize the wealth management industry. The Senior Compliance Associate will join the Compliance team to help ensure the company’s products, communications, and operations remain compliant while enabling innovation and growth. This role supports regulatory initiatives for the firm’s broker-dealer and SEC-registered investment adviser and helps shape product and marketing compliance strategy.

Skills

Qualifications

B.A. / B.S. DegreeSeries 7Series 24Series 4 (preferred or required within 90 days)

About Altruist

altruist.com

Altruist is a financial custodian and technology platform built for independent RIAs and wealth managers, positioning itself as a modern, lower‑cost alternative to legacy custodians. It combines custody and brokerage with integrated advisor tools — digital account opening, trading and rebalancing, billing, reporting, and APIs/integrations — so advisors can streamline operations and focus on client advice. Altruist emphasizes simple pricing, developer‑friendly integrations, and client‑facing workflows to reduce administrative friction and speed onboarding.

Recent company news

RIABiz

Ross Gerber's deal to sell Joe Duran a minority stake in his $4-billion RIA fell through, but he took Duran's advice to wean his company off LPL -- and gave Altruist the nod as 'primary custodian'

1 day ago